CHARLES WALLACE MCMAKIN is currently employed as a Broker and/or Investment Adviser at GENEOS WEALTH MANAGEMENT, INC. located at 4208 BLUEBONNET BLVD, BATON ROUGE, LA, 70809.
CHARLES WALLACE MCMAKIN has worked at GENEOS WEALTH MANAGEMENT, INC. since April 27, 2012
Disclosure History
CHARLES WALLACE MCMAKIN has 2 Disclosure Event(s).
Date: February 25, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT BETWEEN THE YEARS 1995-1998, THE CLIENT WAS PAYING MANAGEMENT FEES, WHILE THE ACCOUNT CONTAINED "B" SHARES OF KEMPER MUTUAL FUNDS. THE CLIENT ALLEGES HIS MUTUAL FUNDS WERE "A" SHARES AND WHEN HE TRANSFERRED HIS ACCOUNT, "B" SHARES WERE TRANSFERRED Damage Amount Requested: $7,964.22 Settlement Amount: $7,964.22 Broker Comment: THE REGISTERED REPRESENTATIVE DENIES ALL ALLEGATIONS, STATES THAT THE ALLEGATIONS MADE BY THE CUSTOMER ARE FALSE AND THAT THE ACCOUNT IS DOCUMENTED AND CAN BE USED TO RECREATE WHAT ACTUALLY HAPPENED
Date: March 05, 1991 Category: Regulatory
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