CHARLES ALLEN MORRIS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 27405 PUERTA REAL STE #380, MISSION VIEJO, CA, 92691.
CHARLES ALLEN MORRIS has worked at LPL FINANCIAL LLC since April 02, 2007
Disclosure History
CHARLES ALLEN MORRIS has 1 Disclosure Event(s).
Date: July 29, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGES MISREPRESENTATION INVOLVING THE SALES ILLUSTRATION PROVIDED FOR THE VARIABLE UNIVERSAL LIFE INSURANCE POLICY HE PURCHASED IN OCTOBER 2003. Damage Amount Requested: $329,000.00 Settlement Amount: $329,000.00 Broker Comment: THE CUSTOMER COMPLAINT WAS SETTLED BY WESTERN RESERVE LIFE ALLOWING THE CUSTOMER TO RESCIND THE POLICY AND RETURNING ALL PREMIUMS PAID.
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