CHARLES M OVIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO, 63103.
CHARLES M OVIS has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990
Disclosure History
CHARLES M OVIS has 1 Disclosure Event(s).
Date: October 14, 2004 Category: Customer Dispute Allegations: CLAIMANTS ARE RESIDENTS OF NEW MEXICO WHO WERE NAMED AS CO-PERSONAL REPRESENTATIVES OF CLIENT'S ESTATE. THEY ALLEGE OVIS FAILED TO SUPERVISE EMPLOYEES ASSIGNED TO CLIENTS' ACCOUNT FROM JANUARY 2000 TO FEBRUARY 2003. CLAIMED DAMAGES OF $400,000. Damage Amount Requested: $400,000.00 Damages Granted: $240,000.00 Broker Comment: THE MATTER WAS CONCLUDED ON JULY 18, 2006. THIS AWARD WAS $240,000.00 PLUS INTEREST.
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