CHARLES WELLINGTON PACE is currently employed as a Broker and/or Investment Adviser at FIRST FINANCIAL EQUITY CORPORATION located at 5005 LBJ FREEWAY, SUITE 1410, DALLAS, TX, 75244.
CHARLES WELLINGTON PACE has worked at FIRST FINANCIAL EQUITY CORPORATION since July 06, 2015
Disclosure History
CHARLES WELLINGTON PACE has 3 Disclosure Event(s).
Date: October 24, 1997 Category: Customer Dispute Allegations: BREACHED FIDUCIARY DUTY, COMMON LAW FRAUD, BREACHED CONTRACTS. NEGLIGENT SUPERVISION & CIVIL CONSPIRACY 4/1990 TO 1997 Settlement Amount: $46,000.00
Date: January 21, 1991 Category: Regulatory
Date: October 19, 1990 Category: Customer Dispute Allegations: IN EXCESS OF $500;BREACH OF FIDUCIARY DUTY;VIOLATION OF SEC 27.01, OF THE TEXAS BUS & COMMERCE CODE, 10(B)5 COMMON LAW FRAUD; BREACH OF CONTRACT Settlement Amount: $50,000.00 Broker Comment: PAYMENT OF $50,000 & MUTUAL RELEASECIVIL ACTION. SETTLED WITH PAYMENT OF $50,000 &MUTUAL RELEASE FILED 9/96 US DISTRICT COURT NORTHERN DISTRICTOF TEXAS, DALLAS DIVISION
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