CHARLES RUSSELL POUND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1632 N CLEAR CREEK PLACE, DANVILLE, CA, 94526.
CHARLES RUSSELL POUND has worked at LPL FINANCIAL LLC since November 30, 2012
Disclosure History
CHARLES RUSSELL POUND has 2 Disclosure Event(s).
Date: November 03, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: December 22, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT INVESTMENT ALLOCATIONS THAT WERE MADE TO VARIOUS MONEY MANAGERS WERE DIFFERENT FROM THOSE IN THE PROPOSAL HE RECEIVED FROM BROKER. Damage Amount Requested: $30,000.00 Settlement Amount: $24,660.68
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