Charles Walter Schaaf

Charles Walter Schaaf is currently employed as a Broker and/or Investment Adviser at INVESTMENT PROFESSIONALS, INC. located at 1530 BYERS ST, BATESVILLE, AR, 72501.

Charles Walter Schaaf has worked at INVESTMENT PROFESSIONALS, INC. since January 15, 2016

Disclosure History

Charles Walter Schaaf has 1 Disclosure Event(s).

Date: March 18, 2008
Category: Criminal
Charges: Violation of Arkansas Hot Check Law
Disposition: Convicted
Broker Comment: Bank informed me that a check I wrote for lunch was returned. I returned to the restaurant to pay for meal. Reluctantly left money with hostess after requesting to speak with manager. Sometime later, police arrived at my home because of a noise complaint. When my license was run by the police, I was informed that a warrant was issued against me for this hot check. I was not arrested, but received a ticket with a mandatory court appearance. Court found me guilty of Arkansas Hot Check Law on 08/22/2008. $2047.71 costs & fines assessed. Paid in full

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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