CHARLES LLEWELLYN SUTTON is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 15858 WEST DODGE ROAD, SUITE 200, OMAHA, NE, 68118.
CHARLES LLEWELLYN SUTTON has worked at SECURIAN FINANCIAL SERVICES, INC. since May 07, 2012
Disclosure History
CHARLES LLEWELLYN SUTTON has 1 Disclosure Event(s).
Date: July 22, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGES VL SECOND TO DIE POLICY WAS MISREPRESENTED AT THE TIME OF SALE AND IS UNSUITABLE FOR HER NEEDS. Damage Amount Requested: $50,000.00 Damages Granted: $14,500.00 Broker Comment: RR IS A THIRD PARTY/SUBJECT OF ARBITRATION. SETTLEMENT IN THE AMOUNT OF $14,500 WAS SPLIT BETWEEN THE RESPONDENT AND THE TWO REPRESENTATIVES WHO WERE THE SUBJECT OF THE CLAIM. SECURIAN FINANCIAL SERVICES PAID $7,250 AND THE REPRESENTATIVES EACH PAID $3,625. SETTLEMENT WAS REACHED WITHOUT INVOLVEMENT OF REPRESENTATIVE.
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