CHARLES LAURENCE WILSON is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 6202 MT. TACOMA DRIVE SW, LAKEWOOD, WA, 98499.
CHARLES LAURENCE WILSON has worked at CETERA INVESTMENT SERVICES LLC since January 03, 2011
Disclosure History
CHARLES LAURENCE WILSON has 2 Disclosure Event(s).
Date: January 31, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES HIS VARIABLE ANNUITY CONTRACTS WERE NOT EXPLAINED TO HIM IN DETAIL THEREFORE ALLEGES HE DID NOT GIVE INFORMED CONSENT. Damage Amount Requested: $5,000.00 Broker Comment: NO ACTION BY FIRM OR REP; ANNUITY COMPANIES ALLOWED CLIENT TO FREE LOOK/RESCIND CONTRACTS
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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