CHERENE LYNN SMITH is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 25900 TELEGRAPH ROAD, SOUTHFIELD, MI, 48033-5222.

CHERENE LYNN SMITH has worked at RAYMOND JAMES & ASSOCIATES, INC. since December 23, 2016

Disclosure History

CHERENE LYNN SMITH has 2 Disclosure Event(s).

Date: January 20, 2016
Category: Employment Separation After Allegations
Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Termination Type: Discharged
Allegations: Conduct involving altering a client document.

Date: March 24, 2015
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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