CHERI S KEENE

CHERI S KEENE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7375 EAST DOUBLETREE RANCH RD, SCOTTSDALE, AZ, 85258.

CHERI S KEENE has worked at LPL FINANCIAL LLC since February 20, 2015

Disclosure History

CHERI S KEENE has 1 Disclosure Event(s).

Date: March 16, 2000
Category: Criminal
Charges: ONE FELONY COUNT DISMISSED WITH PREJUDICE. POSSESSION OF DRUG PARAPHANALIA/POSSESSION OF MARIJUANA. PLEAD GUILTY TO MISDEMEANOR. NOT INVESTMENT RELATED. Charge Type: FELONY
Disposition: DISMISSED ON 3/20/2001 DUE TO COMPLETION OF TASC PROGRAM. C, D, E, F, AND G ARE N/A.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CHERI S KEENE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.