CHERYL JACQUELINE CROTEAU BLANCHARD

CHERYL JACQUELINE CROTEAU BLANCHARD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 275 MARTINE ST, STE 300, FALL RIVER, MA, 02723.

CHERYL JACQUELINE CROTEAU BLANCHARD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 19, 1986

Disclosure History

CHERYL JACQUELINE CROTEAU BLANCHARD has 1 Disclosure Event(s).

Date: September 23, 2009
Category: Customer Dispute
Allegations: THROUGH THEIR ATTORNEY THE CLIENTS STATED THEIR INVESTMENTS WERE TOO RISKY CONSIDERING THEIR AGES AND INCOME NEEDS.
Damage Amount Requested: $100,000.00
Broker Comment: OUR REVIEW FOUND THE CLIENT'S INVESTMENTS APPEARED TO BE APPROPRIATE BASED IN THEIR INVESTMENT OBJECTIVES AS STATED TO THEIR FINANCIAL ADVISOR.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CHERYL JACQUELINE CROTEAU BLANCHARD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.