CHESTER L PEACH is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 3585 MAPLE STREET, SUITE 140, VENTURA, CA, 93003.
CHESTER L PEACH has worked at PARK AVENUE SECURITIES LLC since June 04, 2004
Disclosure History
CHESTER L PEACH has 2 Disclosure Event(s).
Date: March 05, 2009 Category: Customer Dispute Allegations: REGARDING THE 1989 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE DURATION OF PREMIUM PAYMENTS. Broker Comment: I WAS NEVER NOTIFIED OF THIS COMPLAINT.
Date: April 09, 2004 Category: Employment Separation After Allegations Firm Name: PRUCO SECURITIES, LLC Termination Type: Voluntary Resignation Allegations: AGENT PEACH WROTE FINANCIAL PLANS FOR FOUR CLIENTS TO ENABLE HIM TO QUALIFY FOR FINANCIAL PLANNER STATUS IN THE COMPANY AND THEN, FOLLOWING SUCH QUALIFICATION, REFUNDED SUCH PLANS TO THE FOUR CLIENTS. ALLEGATION CONFIRMED. Broker Comment: CLIENT FEES REFUNDED BY PRUCO SECURITIES
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