Chontel Ann Perez is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 707 2nd Ave South, Minneapolis, MN, 55402-2405.
Chontel Ann Perez has worked at AMERIPRISE FINANCIAL SERVICES, INC. since February 20, 2012
Disclosure History
Chontel Ann Perez has 3 Disclosure Event(s).
Date: February 05, 2014 Category: Criminal Charges: Non sufficient funds/checks, <$650 [55997] Disposition: Dismissed
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for Chontel Ann Perez, click here.
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