CHRIS HOLCOMB

CHRIS HOLCOMB is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 10490 LITTLE PATUXENT PKWY STE 200, SEVERN, MD, 21044.

CHRIS HOLCOMB has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013

Disclosure History

CHRIS HOLCOMB has 1 Disclosure Event(s).

Date: June 17, 2011
Category: Employment Separation After Allegations
Firm Name: PNC INVESTMENTS
Termination Type: Discharged
Allegations: MR. HOLCOMB WAS TERMINATED FOR A VIOLATION OF FIRM POLICY. SPECIFICALLY MR. HOLCOMB ADDED A CLIENTS INITIALS TO A SIGNED FORM. THIS ALTERATION OF A SIGNED DOCUMENT IS A VIOLATION OF FIRM POLICY.

More Information

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