CHRISTIAAN ROBBIN CUEVAS-ANDREWS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 8040 SOUTH 48TH STREET, PHOENIX, AZ, 85044.
CHRISTIAAN ROBBIN CUEVAS-ANDREWS has worked at CHARLES SCHWAB & CO., INC. since June 16, 2004
CHRISTIAAN ROBBIN CUEVAS-ANDREWS has 3 Disclosure Event(s).
Date: July 29, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 05/25/05. Damage Amount Requested: $39,128.71 Settlement Amount: $10,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: May 05, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 09/13/2005. Damage Amount Requested: $83,596.00 Settlement Amount: $25,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: August 06, 2005 Category: Criminal Charges: CHARGES: 1)VC23153A - DUI. 2)VC20001 - INJURY ACCIDENT. Charge Type: FELONY Disposition: 1)CHARGE VC20001 - Dismissed 1/30/20062)CHARGE VC23153A - REDUCED TO MISDEMEANOR, PLEAD "NO CONTEST" ON 1/30/2006. SENTENCED TO 90 DAYS OF JAIL OR WORK PROGRAM TO BEGIN 3/22/2006. PROBATION OF 3 YEARS AS OF 1/30/2006. FINED $1535. PAID FINE BY CHECK 2/1/2006. Broker Comment: DUI CHARGE WAS REDUCED TO A MISDEMEANOR
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