CHRISTIAAN ROBBIN CUEVAS-ANDREWS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 8040 SOUTH 48TH STREET, PHOENIX, AZ, 85044.
CHRISTIAAN ROBBIN CUEVAS-ANDREWS has worked at CHARLES SCHWAB & CO., INC. since June 16, 2004
Disclosure History
CHRISTIAAN ROBBIN CUEVAS-ANDREWS has 3 Disclosure Event(s).
Date: July 29, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 05/25/05. Damage Amount Requested: $39,128.71 Settlement Amount: $10,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: May 05, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 09/13/2005. Damage Amount Requested: $83,596.00 Settlement Amount: $25,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: August 06, 2005 Category: Criminal Charges: CHARGES: 1)VC23153A - DUI. 2)VC20001 - INJURY ACCIDENT. Charge Type: FELONY Disposition: 1)CHARGE VC20001 - Dismissed 1/30/20062)CHARGE VC23153A - REDUCED TO MISDEMEANOR, PLEAD "NO CONTEST" ON 1/30/2006. SENTENCED TO 90 DAYS OF JAIL OR WORK PROGRAM TO BEGIN 3/22/2006. PROBATION OF 3 YEARS AS OF 1/30/2006. FINED $1535. PAID FINE BY CHECK 2/1/2006. Broker Comment: DUI CHARGE WAS REDUCED TO A MISDEMEANOR
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for CHRISTIAAN ROBBIN CUEVAS-ANDREWS, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.