CHRISTIAN JAMES CLIFFORD

CHRISTIAN JAMES CLIFFORD is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 225 FRANKLIN, SUITE 2200, BOSTON, MA, 02110.

CHRISTIAN JAMES CLIFFORD has worked at RAYMOND JAMES & ASSOCIATES, INC. since October 03, 2017

Disclosure History

CHRISTIAN JAMES CLIFFORD has 1 Disclosure Event(s).

Date: August 24, 2005
Category: Criminal
Charges: COUNTERFEITING MOTOR VEHICLE DOCUMENT
Disposition: Dismissed
Broker Comment: ON 8/24/2005, CHRISTIAN WAS DRIVING HOME FROM WORK, PULLED OVER BY POLICE WHO SAW CASE UNOPENED BEER IN BACK SEAT. ASKED FOR LICENSE, DISCOVERED COUNTERFEIT, ARRESTED CHRISTIAN. CHRISTIAN WENT TO COURT THE NEXT DAY AND CASE WAS DISMISSED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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