CHRISTIAN ANTONIO RIVERA LOPEZ

CHRISTIAN ANTONIO RIVERA LOPEZ is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at ONE AMERICAN SQUARE, INDIANAPOLIS, IN, 46282.

CHRISTIAN ANTONIO RIVERA LOPEZ has worked at ONEAMERICA SECURITIES, INC. since December 11, 2017

Disclosure History

CHRISTIAN ANTONIO RIVERA LOPEZ has 2 Disclosure Event(s).

Date: April 01, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 01, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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