CHRISTIAN NEIL SHANK

CHRISTIAN NEIL SHANK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2627 CHESTNUT RIDGE, SUITE 110, KINGWOOD, TX, 77339.

CHRISTIAN NEIL SHANK has worked at LPL FINANCIAL LLC since November 10, 2006

Disclosure History

CHRISTIAN NEIL SHANK has 2 Disclosure Event(s).

Date: May 06, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $14,494.00
Judgment/Lien Type: Tax

Date: May 15, 1997
Category: Criminal
Charges: CHARGED WITH ONE COUNT, FELONY, SEXUAL ASSAULT. Charge Type: FELONY
Disposition: FELONY CHARGE WAS DISMISSED ON 11/08/99.
Broker Comment: THE CHARGE WAS DISMISSED AND DEFERRED ADJUDICATION WAS ORDERED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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