CHRISTINE LYNN BAKER

CHRISTINE LYNN BAKER is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2423 E Lincoln Dr, Phoenix, AZ, 85016-1215.

CHRISTINE LYNN BAKER has worked at CHARLES SCHWAB & CO., INC. since May 21, 2013

Disclosure History

CHRISTINE LYNN BAKER has 3 Disclosure Event(s).

Date: February 29, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 18, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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