CHRISTINE LEWIS

CHRISTINE LEWIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1441 MAIN ST 16TH FL, COLUMBIA, SC, 29201.

CHRISTINE LEWIS has worked at WELLS FARGO CLEARING SERVICES, LLC since July 27, 2016

Disclosure History

CHRISTINE LEWIS has 1 Disclosure Event(s).

Date: April 26, 2013
Category: Financial
Type: Compromise
Disposition: account settled
Broker Comment: Account opened in 2011 with Belk. Going through difficult financial time supporting two children on my own and agreed to pay a reduced amount even though less than full. Been settled for three years. Finances and conditions have improved a bit since then.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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