Christine Maria Ward

Christine Maria Ward is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 5050 E Dunbar Dr Ste C, Wasilla, AK, 99654.

Christine Maria Ward has worked at ALLSTATE FINANCIAL SERVICES, LLC since May 04, 2017

Disclosure History

Christine Maria Ward has 3 Disclosure Event(s).

Date: December 17, 2012
Category: Employment Separation After Allegations
Firm Name: KEY INVESTMENT SERVICES LLC
Termination Type: Discharged
Allegations: RR WAS DISCHARGED FOR FAILURE TO FOLLOW VARIOUS ADMINISTRATIVE FIRM POLICIES AND PROCEDURES AND INDUSTRY STANDARDS RELATIVE TO ACCOUNT OPENING AND ORDER HANDLING.

Date: July 13, 2012
Category: Customer Dispute
Allegations: CLIENT'S DAUGHTER ALLEGES CONCERNS OVER WHERE THE FUNDS ($25,000.00)WERE WHILE THEY WERE NOT INVESTED OR DEPOSITED IN HER MOTHER'S ACCOUNT IN 12/2010.
Damage Amount Requested: $1,500.00
Settlement Amount: $1,471.33

Date: December 01, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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