Christopher Edward Allred

Christopher Edward Allred is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 214 W Center St, Lexington, NC, 27292.

Christopher Edward Allred has worked at PRINCIPAL SECURITIES, INC. since May 17, 2017

Disclosure History

Christopher Edward Allred has 2 Disclosure Event(s).

Date: April 01, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: BANKRUPTCY AS A RESULT OF MARITAL DIVORCE AND 6 YEAR PROTRACTED EQUITABLE DISTRIBUTION AND CHILD SUPPORT NEGOTIATIONS, INCLUDING EX-SPOUSE'S DEFAULT ON ALL MARITAL DEBT.FILING DATE 4/1/09, AMENDED FILING DATE 4/24/09, CREDITORS MEETING COMPLETED 5/1/09, WAITING ON DISPOSITION FROM COURT.

Date: January 02, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES REP MISREPRESENTED A VARIABLE UNIVERSAL LIFE INSURANCE POLICY. COMPENSATORY DAMAGES ARE UNSPECIFIED
Broker Comment: COMPLAINT WAS DENIED AS ALL DOCUMENTATION WAS COMPLETE AND FULL DISCLOSURE APPEARS TO HAVE BEEN MADE. FINANCIAL CONSULTANT'S STATEMENT INDICATES CLIENT WAS FULLY INFORMED OF THE DETAILS OF THE INVESTMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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