CHRISTOPHER ROBERT ARMSTRONG is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 70 White Street, Red Bank, NJ, 07701-1635.
CHRISTOPHER ROBERT ARMSTRONG has worked at CHARLES SCHWAB & CO., INC. since November 04, 2004
Disclosure History
CHRISTOPHER ROBERT ARMSTRONG has 2 Disclosure Event(s).
Date: June 26, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE RECOMMENDATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 02/5/07. Damage Amount Requested: $5,000.00 Settlement Amount: $3,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: December 04, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 10/2/07, 10/17/07 & 10/24/07. Damage Amount Requested: $44,000.00 Settlement Amount: $24,500.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
More Information
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