CHRISTOPHER ROBERT ARMSTRONG

CHRISTOPHER ROBERT ARMSTRONG is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 70 White Street, Red Bank, NJ, 07701-1635.

CHRISTOPHER ROBERT ARMSTRONG has worked at CHARLES SCHWAB & CO., INC. since November 04, 2004

Disclosure History

CHRISTOPHER ROBERT ARMSTRONG has 2 Disclosure Event(s).

Date: June 26, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE RECOMMENDATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 02/5/07.
Damage Amount Requested: $5,000.00
Settlement Amount: $3,000.00
Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.

Date: December 04, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 10/2/07, 10/17/07 & 10/24/07.
Damage Amount Requested: $44,000.00
Settlement Amount: $24,500.00
Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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