CHRISTOPHER PICKETT BLAIR

CHRISTOPHER PICKETT BLAIR is currently employed as a Broker and/or Investment Adviser at DAVENPORT & COMPANY LLC located at ONE JAMES CENTER, 901 EAST CARY STREET, SUITE 1100, RICHMOND, VA, 23219.

CHRISTOPHER PICKETT BLAIR has worked at DAVENPORT & COMPANY LLC since March 23, 2006

Disclosure History

CHRISTOPHER PICKETT BLAIR has 2 Disclosure Event(s).

Date: June 30, 2008
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE THAT MR. BLAIR FAILED TO CONDUCT ADEQUATE DUE DILIGENCE WHEN OPENING TWO ACCOUNTS IN 2003 AND FOR ALLOWING PRICES FOR PRIVATE PLACEMENT SECURITIES TO BE PLACED ON CUSTOMER ACCOUNT STATEMENTS (BETWEEN 9/2003AND 5/2005) AT THE DIRECTION OF A THIRD PARTY MONEY MANAGER EMPLOYED BY CLAIMANTS.
Damage Amount Requested: $1,261,000.00
Settlement Amount: $390,000.00
Broker Comment: THIS IS PART OF THE GLOBAL SETTLEMENT OF ALL FUQUA-RELATED MATTERS AT THE FIRM(SEE ALSO 14I(2)(B)DISCLOSURES). DAVENPORT AND BROKER BELIEVE THAT THEY HAD MERITORIOUS DEFENCES, WITHOUT ADMITTING ANY LIABILITY, AND SOLELY TO AVOID LITIGATION EXPENSE, THE FIRM AGREED TO A GLOBAL SETTLEMENT, RESOLVING ALL ISSUES BETWEEN THE PARTIES.

Date: July 13, 2005
Category: Employment Separation After Allegations
Firm Name: DAVENPORT & CO., LLC
Termination Type: Permitted to Resign
Allegations: NOT INFORMING DAVENPORT & CO. THAT AN INVESTMENT ADVISOR OUTSIDE OF DAVENPORT COULD HAVE GONE BAD.
Broker Comment: I WAS THE BROKER OF RECORD ON THE ADVISOR'S ACCOUNTS. HE AUTHORIZED TRADES AND THE MOVEMENT OF FUNDS FROM THOSE ACCOUNTS.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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