Christopher Mark Brown is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 4700 DRESSLER RD NW, CANTON, OH, 44718.
Christopher Mark Brown has worked at PARK AVENUE SECURITIES LLC since January 05, 2017
Disclosure History
Christopher Mark Brown has 2 Disclosure Event(s).
Date: September 30, 2016 Category: Financial Type: Compromise Disposition: Direct Payment Procedure Broker Comment: Account agreement has been reached, currently paying it off and will be done December 2017
Date: July 01, 2014 Category: Customer Dispute Allegations: COMPLAINANT ALLEGED THAT SHE DID NOT REALIZE HER NEW INVESTMENT WAS A FUND HELD INSIDE A VARIABLE ANNUITY ISSUED IN JULY 2013 AND NOT A DIRECTLY HELD MUTUAL FUND. COMPLAINANT REQUESTED THE FUNDS BE MOVED TO A DIRECTLY HELD MUTUAL FUND WITH SURRENDER CHARGES WAIVED. Broker Comment: RECEIVED INFORMATION INDICATING THE REPRESENTATIVE SPOKE TO COMPLAINANT AND CLEARED UP ANY CONFUSION AND THAT COMPLAINANT WANTS TO KEEP THE ANNUITY AS IT HAS CERTAIN BENEFITS, NAMELY THE MAXIMUM ANNIVERSARY DEATH BENEFIT, THAT ARE NOT AVAILABLE WITH A DIRECTLY HELD MUTUAL FUND. LETTER SENT TO COMPLAINANT TO CONFIRM SHE IS PLEASED WITH THE ANNUITY AND INTENDS TO CONTINUE TO HOLD IT.
More Information
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