CHRISTOPHER ROBERT CADIEUX

CHRISTOPHER ROBERT CADIEUX is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 310 K STREET, SUITE 200, ANCHORAGE, AK, 99501.

CHRISTOPHER ROBERT CADIEUX has worked at COMMONWEALTH FINANCIAL NETWORK since September 01, 2004

Disclosure History

CHRISTOPHER ROBERT CADIEUX has 1 Disclosure Event(s).

Date: May 12, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED I DID NOT APPROPRIATELY HANDLE THE TRANSFER OF ASSETS FROM MORGAN STANLEY TO ACCOUNTS AT BENEFIT SECURITIES, INC. NOR EXPLAIN THE CONSEQUENCES OF "IN KIND" TRANSFERS AS OPPOSED TO TRANSFERRING HIS ACCOUNT IN CASH.
Settlement Amount: $3,124.91

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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