CHRISTOPHER DAVID CAREY is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 1900 E. 9TH STREET (OSJ), CLEVELAND, OH, 44114.
CHRISTOPHER DAVID CAREY has worked at PNC INVESTMENTS since November 13, 2009
Disclosure History
CHRISTOPHER DAVID CAREY has 1 Disclosure Event(s).
Date: July 13, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES BREACH OF FIDUCIARY DUTY, MISREPRESENTATION AND OMISSIONS IN CONNECTION WITH THE PURCHASE OF AUCTION RATE SECURITIES ISSUED BY DREYFUS STRATEGIC MUNICIPAL MUTUAL FUND. Damage Amount Requested: $200,000.00 Settlement Amount: $210,000.00
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