CHRISTOPHER JAMES DACEY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 18 Corporate Woods Blvd, Floor 2, Albany, NY, 12211.
CHRISTOPHER JAMES DACEY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since September 04, 2015
Disclosure History
CHRISTOPHER JAMES DACEY has 1 Disclosure Event(s).
Date: January 26, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES POOR RECOMMENDATIONS CAUSED HIM TO INCUR LOSSES. CLIENT ALSO ALLEGES THAT TRADES WERE DONE WITHOUT HIS APPROVAL. ON ONE INDIVIDUAL STOCK TRADE THE CLIENT ALLEGES THAT THE REP MAY HAVE HAD INSIDE INFORMATION Settlement Amount: $11,457.79 Broker Comment: SIGNATOR INVESTORS INC HAS RE-OPENED COMPLIANT AS OF 04/15/2009
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