CHRISTOPHER SCOTT DANIELS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 18600 DIXIE HIGHWAY, HOMEWOOD, IL, 60430.
CHRISTOPHER SCOTT DANIELS has worked at LPL FINANCIAL LLC since June 16, 2015
CHRISTOPHER SCOTT DANIELS has 1 Disclosure Event(s).
Date: October 16, 2012 Category: Employment Separation After Allegations Firm Name: PNC INVESTMENTS Termination Type: Permitted to Resign Allegations: CHRISTOPHER DANIELS RESIGNED WHILE UNDER INVESTIGATION FOR THE ALTERATION OF CLIENT DOCUMENTS. THE INVESTIGATION SUBSTANTIATED THAT MR. DANIELS ALTERED THE DOCUMENT TO COVER ERRORS, HOWEVER, PRIOR TO THE INVESTIGATIONS FINAL CONCLUSION, MR. DANIELS RESIGNED. Broker Comment: THE FORM PNC INVESTMENTS IS REFERRING TO IS CALLED ACCOUNT RE-PROFILE FORM. THIS FORM UPDATES A CLIENT'S INCOME, NET WORTH, INVESTABLE ASSETS, INVESTMENT PRODUCT KNOWLEDGE, AND ASSETS HELD OUTSIDE THE FIRM. IT IS AN INTERNAL FORM USED BY THE FIRM, AND REQUIRES NO SIGNATURE FROM THE CLIENT. I MISTAKENLY PUT INFORMATION IN THE WRONG LOCATION. TO CORRECT MY OWN ERROR, I USED WHITE OUT TO CORRECT THE MISTAKE AND INPUTTED THE INFORMATION IN THE CORRECT LOCATION. AFTER THE FORM WAS CORRECTED, I SIGNED THE DOCUMENTS AND SUBMITTED THE FORM. I WAS NEVER PROVIDED WITH THE POLICY FROM THE FIRM THAT STATES AN INTERNAL FORM CANNOT BE CORRECTED BY THE REGISTERED REPRESENTATIVE. I RESIGNED PRIOR TO ANY FINAL CONCLUSION IN ORDER TO PURSUE OTHER OPPORTUNITIES.
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