CHRISTOPHER RONALD DIGREGORIO is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 2035 LINCOLN HIGHWAY, EDISON SQUARE WEST, SUITE 3008, EDISON, NJ, 08817-3351.
CHRISTOPHER RONALD DIGREGORIO has worked at JANNEY MONTGOMERY SCOTT LLC since February 26, 2015
Disclosure History
CHRISTOPHER RONALD DIGREGORIO has 6 Disclosure Event(s).
Date: October 19, 2017 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT THE FINANCIAL ADVISOR DID NOT THOROUGHLY EXPLAIN THE FEES AND PRODUCT FEATURES FOR VARIABLE ANNUITIES THAT THE FINANCIAL ADVISOR RECOMMENDED. Damage Amount Requested: $10,000.00 Broker Comment: Claim denied. Firm review determined that there was no evidence supporting the claim.
Date: November 30, 2015 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT UNAUTHORIZED AND UNSUITABLE INVESTMENTS TOOK PLACE IN THE ACCOUNT, AND THAT THE ACCOUNT WAS CHURNED. NO TIME PERIOD SPECIFIED, BUT ACCOUNT WAS OPENED IN APRIL 2012. Damage Amount Requested: $65,000.00
Date: August 26, 2015 Category: Customer Dispute Allegations: CLIENTS ALLEGE UNSUITABLE AND EXCESSIVE TRANSACTIONS WHICH TOOK PLACE IN THEIR ACCOUNT FROM SEPTEMBER 2011 THROUGH JANUARY 2015. Damage Amount Requested: $43,000.00
Date: March 12, 2012 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THEIR BROKER MADE UNSUITABLE INVESTMENT RECOMMENDATIONS DURING AN UNSPECIFIED TIME PERIOD AND DID NOT DISCLOSE THE RISKS ASSOCIATED WITH TRADING ON MARGIN DURING 2009 - 2011. Damage Amount Requested: $100,000.00 Settlement Amount: $56,250.00
Date: August 07, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNAUTHORIZED PURCHASES OF SPECULATIVE INVESTMENTS AND CLAIMS LOSSES OF $140,000.00. Damage Amount Requested: $140,000.00
Date: January 03, 2001 Category: Regulatory
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