CHRISTOPHER ROBERT FERGUSON is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 525 WASHINGTON BLVD., JERSEY CITY, NJ, 07310.
CHRISTOPHER ROBERT FERGUSON has worked at CHARLES SCHWAB & CO., INC. since September 03, 1998
Disclosure History
CHRISTOPHER ROBERT FERGUSON has 2 Disclosure Event(s).
Date: July 13, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN REGARDS TO PURCHASING SCHWAB YIELDPLUS (SWYSX) IN 2006. Damage Amount Requested: $10,255.47
Date: March 31, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE RECOMMENDATION REGARDING A MUTUAL FUND PURCHASED ON 12/6/06. Damage Amount Requested: $38,404.77 Settlement Amount: $27,500.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
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