CHRISTOPHER FIGUEROA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 147 MAIN ST, STE 7A, LODI, NJ, 07644.

CHRISTOPHER FIGUEROA has worked at PFS INVESTMENTS INC. since November 14, 2012

Disclosure History

CHRISTOPHER FIGUEROA has 1 Disclosure Event(s).

Date: June 11, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,672.00
Judgment/Lien Type: Civil
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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