CHRISTOPHER GERALD FLEEGLE

CHRISTOPHER GERALD FLEEGLE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 999 EISENHOWER BLVD, SUITE D2, JOHNSTOWN, PA, 15904.

CHRISTOPHER GERALD FLEEGLE has worked at LPL FINANCIAL LLC since August 10, 2017

Disclosure History

CHRISTOPHER GERALD FLEEGLE has 1 Disclosure Event(s).

Date: February 25, 2008
Category: Customer Dispute
Allegations: REGARDING THE 2007 PURCHASE OF A PRUDENTIAL PREMIER X INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE FREELOOK PROVISION.
Settlement Amount: $37,574.86
Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS AND SETTLEMENTS OF $10,000 OR MORE. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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