CHRISTOPHER FOO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1221 AVENUE OF THE AMERICAS, CAPITAL MARKETS, NEW YORK, NY, 10020.

CHRISTOPHER FOO has worked at MORGAN STANLEY since June 15, 2011

Disclosure History

CHRISTOPHER FOO has 1 Disclosure Event(s).

Date: February 14, 2014
Category: Criminal
Charges: Poss Schd I II III IV
Disposition: Amended
Amended Charges: Fail to Make Proper Disp of CDS
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Pled guilty

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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