CHRISTOPHER GRISWOLD GENT is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 15 North Main Street, Suite 101, West Hartford, CT, 06107.
CHRISTOPHER GRISWOLD GENT has worked at PARKLAND SECURITIES, LLC since May 02, 2011
Disclosure History
CHRISTOPHER GRISWOLD GENT has 2 Disclosure Event(s).
Date: November 29, 2000 Category: Regulatory Initiated By: NEW YORK INSURANCE DEPARTMENT Allegations: ON MR. GENT'S JUNE 6, 2000 NEW YORK STATE INSURANCE LICESNING APPLICATION, HE ANSWERED "NO" TO QUESTION 8C, "HAVE YOU...(B)EEN REFUSED A LICENSE OR HAD AN EXISTING ONE...REVOKED...BY ANY STATE OR GOVERNMENTAL AGENCY...", WHEN IN FACT HIS INSURANCE LICENSE WAS REVOKED ON OCTOBER 5, 1998 BY THE OHIO INSURANCE DEPARTMENT FOR FAILING TO MEET THE OHIO CONTINUING EDUCTION REQUIREMENTS. Resolution: Stipulation and Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $500.00 Sanction Details: MR GENT AGREED TO TAKE ALL NECESSARY STEPS TO PREVENT RECURRENCE OF SIILAR VIOLATIONS.
Date: June 18, 1998 Category: Regulatory Initiated By: STATE OF OHIO "REVOKED" PRODUCER LICENSE DUE TO NON-COMPLIANCE WITH CE REQUIREMENTS AND FAILURE TO RESPOND TO RENEWAL NOTICE Allegations: PRODUCER NO LONGER NEEDED LICENSE IN OHIO, THEREFORE DID NOT COMPLY WITH CE CREDIT REQUIREMENT AND LET LICENSE LAPSE. Resolution: Decision SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: LICENSE WAS "REVOKED"
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