CHRISTOPHER RAYMOND GERDES

CHRISTOPHER RAYMOND GERDES is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 8640 S RIVER PARKWAY, TEMPE, AZ, 85284.

CHRISTOPHER RAYMOND GERDES has worked at EDWARD JONES since May 21, 2012

Disclosure History

CHRISTOPHER RAYMOND GERDES has 2 Disclosure Event(s).

Date: March 29, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $4,273.02
Judgment/Lien Type: Civil

Date: February 27, 2012
Category: Financial
Type: Compromise
Disposition: SETTLED WITH CREDITOR

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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