CHRISTOPHER HAVARD is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2147 HENRY HILL DR, STE 212, JACKSON, MS, 39204.
CHRISTOPHER HAVARD has worked at PFS INVESTMENTS INC. since May 06, 1988
Disclosure History
CHRISTOPHER HAVARD has 1 Disclosure Event(s).
Date: December 07, 2001 Category: Customer Dispute Allegations: [CUSTOMER] ALLEGED THAT I FAILED TO FOLLOW HER INSTRUCTIONS AND PLACED HER ROLLOVER FUNDS INTO A RISKY APPRECIATION PORTFOLIO INSTEAD OF A MONEY MARKET ACCOUNT. Damage Amount Requested: $14,000.00 Settlement Amount: $16,645.33 Broker Comment: THE FIRM SETTLED [CUSTOMER'S] COMPLAINT BY PAYING HER $16,645.33 TO COVER HER MARKET LOSSES, PLUS INTEREST. I WAS REQUIRED TO RETURN TO THE FIRM THE COMMISSIONS IN THE AMOUNT OF $3,170.72 THAT I EARNED ON [CUSTOMER'S] TRADE.
More Information
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