Christopher Whitley Holbrook

Christopher Whitley Holbrook is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1517 JOHNSON ST, HIGH POINT, NC, 27262.

Christopher Whitley Holbrook has worked at EDWARD JONES since November 19, 2010

Disclosure History

Christopher Whitley Holbrook has 1 Disclosure Event(s).

Date: November 15, 2015
Category: Customer Dispute
Allegations: Client alleges the purchase of energy sector equities on December 8, 2014 were not suitable.
Damage Amount Requested: $5,000.00
Settlement Amount: $8,000.00
Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $8,000.00. Financial advisor was not required to contribute to the resolution.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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