CHRISTOPHER FRANCIS MCCLORY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 75 STATE ST FLOOR 22, BOSTON, MA, 02109-1827.
CHRISTOPHER FRANCIS MCCLORY has worked at LPL FINANCIAL LLC since January 16, 2008
Disclosure History
CHRISTOPHER FRANCIS MCCLORY has 1 Disclosure Event(s).
Date: April 16, 2003 Category: Customer Dispute Allegations: CLIENT COMPLAINED THAT THERE WAS MISREPRESENTATION. Broker Comment: MR. BOB HILL, THE SENIOR INVESTIGATOR WITH THE ARIZONA DEPARTMENT OF INSURANCE, UPON COMPLETING HIS INVESTIGATION INTO THE ALLEGATIONS MADE BY MRS. FROST, CONCLUDED THAT ARIZONA INSURANCE LAW HAD NOT BEEN VIOLATED. IN ADDITION, MR. HILL STATED THAT THE MATTER IS CONSIDERED CLOSED AND NO DISCIPLINARY ACTION IS WARRANTED. THESE FINDINGS WERE IN ACCORDANCE WITH, AND CONFIRMED BOTH THE INSURER'S AND MY OWN POSITION IN THE MATTER.
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