CHRISTOPHER MITCHELL MEYERS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3540 S BOULEVARD ST STE 110, STE 1400, EDMOND, OK, 73013.
CHRISTOPHER MITCHELL MEYERS has worked at WELLS FARGO CLEARING SERVICES, LLC since June 29, 2017
Disclosure History
CHRISTOPHER MITCHELL MEYERS has 2 Disclosure Event(s).
Date: March 19, 2018 Category: Customer Dispute
Date: August 10, 2016 Category: Employment Separation After Allegations Firm Name: UBS Financial Services Inc. Termination Type: Permitted to Resign Allegations: FA was permitted to resign after allegations were raised he (i) exercised discretion in two non-discretionary accounts and, for one customer, journaled funds between accounts to fund transaction and did not properly document customer communications in firm's books and records; (ii) entered five trades in customer accounts on one day as part of a syndicated transaction while traveling abroad; and (iii) commented on and forwarded publicly available tax-related information in email to prospective customer.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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