CHRISTOPHER CARL MOULTON is currently employed as a Broker and/or Investment Adviser at ALLEN C. EWING & CO. located at 7807 Baymeadows Road East, Suite 200, Jacksonville, FL, 32256.
CHRISTOPHER CARL MOULTON has worked at ALLEN C. EWING & CO. since December 18, 2015
CHRISTOPHER CARL MOULTON has 2 Disclosure Event(s).
Date: October 19, 2009 Category: Judgment / Lien Judgment/Lien Amount: $12,006.38 Judgment/Lien Type: Tax Broker Comment: In 2003, as a college student, I was selected to participate in the Branch Manager program for Vector Marketing Corporation. The Branch Manager program is an opportunity for the best sales representatives to run an office for four months during the summer as an independent business owner who is personally responsible for the administrative and financial operations of his/her business; however, my Division Manager took the responsibility to manage all the Branch accounts for our division, which included six Branch Managers, to pay our expenses such as rent, advertisements, taxes, etc. The Branch account was funded with personal income from my sales. My Division Manager did not file my taxes or provide me with the appropriate accounting and expense report to do so myself. Unfortunately, after several attempts to follow up and him assuring me it would be handled, it became an afterthought as I went forward with college and my life. I assumed he eventually took care of it because I didn't hear otherwise; I was completely surprised regarding this tax problem, this is the first time it has come up since my Vector experience.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for CHRISTOPHER CARL MOULTON, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More