CHRISTOPHER ALAN MOYLER

CHRISTOPHER ALAN MOYLER is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, 666 Fifth Ave, Suite 6, New York, NY, 10103.

CHRISTOPHER ALAN MOYLER has worked at CITIGROUP GLOBAL MARKETS INC. since December 18, 2015

Disclosure History

CHRISTOPHER ALAN MOYLER has 2 Disclosure Event(s).

Date: February 28, 2011
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES EXCESSIVE TRADING. COMPENSATORY DAMAGES ARE NOT SPECIFIED.

Date: February 03, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE FINANCIAL ADVISOR FAILED TO FOLLOW INSTRUCTION REGARDING AN ORDER TO LIQUIDATE PREFERRED SECURITIES.
Damage Amount Requested: $20,180.00
Settlement Amount: $10,000.00 09-03764

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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