CHRISTOPHER RAYMOND PEITZ is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 115 E HAVENS AVE SUITE 101, MITCHELL, SD, 57301.
CHRISTOPHER RAYMOND PEITZ has worked at CAPITAL FINANCIAL SERVICES, INC. since May 17, 2010
Disclosure History
CHRISTOPHER RAYMOND PEITZ has 5 Disclosure Event(s).
Date: April 05, 2010 Category: Customer Dispute Allegations: THE STATE OF SD LETTER IS QUESTIONING SUITABILITY. I DID NOT RECEIVE A COP OF THE ACTUAL COMPLAINT THAT WAS SENT TO THE STATE OF SD. Damage Amount Requested: $125,000.00 Settlement Amount: $4,993.75
Date: November 16, 2009 Category: Customer Dispute Allegations: IN THE COMPLAINT [CUSTOMER] STATED HE INVESTED SOME OF HIS MONEY IN PRIVATE PLACEMENTS. [CUSTOMER] ALSO STATES IN HIS COMPLAINT HE HAD HIS FATHER DO THE INVESTING IN HIS PARENT'S NAMES. Damage Amount Requested: $100,000.00
Date: November 16, 2009 Category: Customer Dispute Allegations: IN THE COMPLAINT [CUSTOMER] STAES HE BELIEVES PERSHING, OKOBOJI FINANCIAL AND MICK & ASSOCIATES OMITTED OR MISREPRESENTED THE RISK INVOLVED ON THE PROVIDENT AND MEDICAL CAPITAL INVESTMENTS. Damage Amount Requested: $232,000.00 Settlement Amount: $3,825.00
Date: November 12, 2009 Category: Customer Dispute Allegations: [CUSTOMER] STATED HE THOUGHT OKOBOJI FINANCIAL, PERSHING LLC AND MICK AND ASSOCIATES DID NOT THOUGHLY CHECK THESE INVESTMENTS FOR RISK OF FRAUD. Damage Amount Requested: $170,000.00 Settlement Amount: $2,295.00
Date: August 19, 2005 Category: Customer Dispute Allegations: MISREPRESENTATION OF TWO (2) VARIABLE ANNUITY SWITCHES Damage Amount Requested: $300,000.00
More Information
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