Christopher PAUL Reber is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 600 HAMILTON ST, ALLENTOWN, PA, 18101.
Christopher PAUL Reber has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 08, 2006
Disclosure History
Christopher PAUL Reber has 6 Disclosure Event(s).
Date: December 29, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 11, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 10, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 21, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HER FINANCIAL ADVISOR MISMANAGED HER ACCOUNT BY INVESTING HEAVILY IN EQUITIES. Damage Amount Requested: $8,000.00 Broker Comment: UPON INVESTIGATION, THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT.
Date: April 16, 1999 Category: Customer Dispute Allegations: THE CLAIMANT ALLEGES THAT MR. REBER FAILED TO PROPERLY SUPERVISE THE REPRESENTATIVE THAT HANDLED HER ACCOUNT. CLAIMANT CLAIMS DAMAGES OF $63,016.00. HJ MEYERS & CO., INC. Damage Amount Requested: $63,016.00 Settlement Amount: $12,500.00
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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