CHRISTOPHER GEORGE ROGERS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at TWO PORTLAND SQUARE, 7TH FLOOR, PORTLAND, ME, 04101.
CHRISTOPHER GEORGE ROGERS has worked at RAYMOND JAMES & ASSOCIATES, INC. since June 20, 2013
Disclosure History
CHRISTOPHER GEORGE ROGERS has 1 Disclosure Event(s).
Date: April 08, 1996 Category: Customer Dispute Allegations: MISREPRESENTATION, UNAUTHORIZED TRADING ANDEXCESSIVE TRADING. ALLEGED DAMAGES: $241,000.00. Damage Amount Requested: $84,408.00 Settlement Amount: $87,000.00 Broker Comment: THIS MATTER WAS SETTLED FOR $87,000 TO AVOID THETIME, RISK AND EXPENSE OF TRYING THE CASE. THE BROKER WILLREPAY SMITH BARNEY $14,000 AS HIS CONTRIBUTION TO THESETTLEMENT.FOR ADDITIONAL INFORMATION, CONTACT LINDA R.ALPERT AT 212 816-7599.
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