CHRISTOPHER ROBERT SABATINO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 35 RAGGED EDGE RD, CHAMBERSBURG, PA, 17202-4450.
CHRISTOPHER ROBERT SABATINO has worked at LPL FINANCIAL LLC since October 08, 2007
Disclosure History
CHRISTOPHER ROBERT SABATINO has 2 Disclosure Event(s).
Date: October 20, 2011 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE UNSUITABILITY AND FAILURE TO SUPERVISE IN CONNECTION WITH A VARIABLE ANNUITY INVESTMENT MADE THROUGH MERRILL LYNCH IN 2006. ACTIVITY PERIOD JULY 2006 TO APRIL 2011. Settlement Amount: $3,000.00 Broker Comment: LPL AND CLAIMANTS HAVE SETTLED ALL CLAIMS RELATED TO MR. SABATINO'S TENURE AS A REGISTERED REPRESENTATIVE OF LPL. THE CLAIMANT'S CAUSES OF ACTION ASSERTED AGAINST MR. SABATINO INDIVIDUALLY PRIOR TO HIS ASSOCIATION WITH LPL REMAIN PENDING. LPL ENTERED INTO THIS SETTLEMENT IN ORDER TO AVOID THE COST OF PROTRACTED LITIGATION. LPL AND MR. SABATINO DENIED ALL OF THE CLAIMANT'S ALLEGATIONS AS THEY PERTAINED TO MR. SABATINO'S CONDUCT WHILE ASSOCIATED WITH LPL.
Date: July 23, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS RECOMMENDED UNSUITABLE INVESTMENTS. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: MERRILL LYNCH AND MR. SABATINO DENY THE ALLEGATIONS BROUGHT FORTH IN THIS COMPLAINT.
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