CHRISTOPHER A SARAS

CHRISTOPHER A SARAS is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 354 MOUNTAIN VIEW DR., SUITE 200, COLCHESTER, VT, 05446.

CHRISTOPHER A SARAS has worked at EQUITY SERVICES, INC. since July 17, 2014

Disclosure History

CHRISTOPHER A SARAS has 1 Disclosure Event(s).

Date: March 29, 2017
Category: Financial
Type: Compromise
Broker Comment: This is a consolidated settlement for multiple accounts (Chase, US Bank, Bank of America, Capital One, and First National Bank of Omaha) being taken over by this creditor.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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