CHRISTOPHER LEE SIMMONS

CHRISTOPHER LEE SIMMONS is currently employed as a Broker and/or Investment Adviser at BMO INVESTMENT DISTRIBUTORS, LLC located at 115 S LASALLE, Napa, CA, 60603.

CHRISTOPHER LEE SIMMONS has worked at BMO INVESTMENT DISTRIBUTORS, LLC since December 08, 2014

Disclosure History

CHRISTOPHER LEE SIMMONS has 1 Disclosure Event(s).

Date: October 27, 2008
Category: Employment Separation After Allegations
Firm Name: FIDELITY BROKERAGE SERVICES LLC
Termination Type: Discharged
Allegations: ALLEGED INVOLVEMENT IN USING LETTER FROM OUTSIDE CONSULTANT PREMATURELY TO SATISFY MUTUAL FUND COMPANY'S APPROVAL REQUIREMENT FOR SALE OF ITS MUTUAL FUNDS IN 401(K) PLAN.

More Information

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