CHRISTOPHER J SLAVEN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 12653 TELECOM DRIVE, TAMPA, FL, 33637.

CHRISTOPHER J SLAVEN has worked at MORGAN STANLEY since February 06, 2014

Disclosure History

CHRISTOPHER J SLAVEN has 1 Disclosure Event(s).

Date: May 15, 2015
Category: Financial
Disposition: SETTLED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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