CHRISTOPHER JAMES TUCKER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 441 DENBIGH BLVD, NEWPORT NEWS, VA, 23608.
CHRISTOPHER JAMES TUCKER has worked at WELLS FARGO CLEARING SERVICES, LLC since November 18, 2014
Disclosure History
CHRISTOPHER JAMES TUCKER has 2 Disclosure Event(s).
Date: June 12, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I PROVIDED DOCUMENTATION OF THIS OCCURENCE VIA EMAIL DURING THE PREHIRE PROCESS.
Date: October 12, 2006 Category: Criminal Charges: NO PENALTY FOR CHARGE. CHARGE WAS DISMISSED AT THE COURT HEARING. FINDING WAS THAT THE ID BELONGED TO A FRIEND AND WAS NOT BEING UTILIZED TO FALSELY IDENTIFY MYSELF. THE ID WAS IN THE BACK OF MY WALLET AND MY INTENTION WAS TO RETURN IT TO A FRIEND WHO WENT TO ANOTHER SCHOOL. HE HAD LEFT IT WHEN HE HAD COME TO VISIT ME AT SCHOOL THE WEEK BEFORE. Disposition: Dismissed Broker Comment: NO PENALTY FOR CHARGE. CHARGE WAS DISMISSED AT THE COURT HEARING. FINDING WAS THAT THE ID BELONGED TO A FRIEND AND WAS NOT BEING UTILIZED TO FALSELY IDENTIFY MYSELF
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